According to the General Assembly in 2019, the GCO consulted all unpublished case law on the violation of the duty to report according to Art. 37 MLA. The result of this consultation was shared by presentation at the Annual Conference in 2020 on this topic.
In order to be able to follow up on future decisions, it was decided with FDD to send each other twice a year the subsequent decisions in this matter.
1. External asset managers, Apporteurs d’affaire, Advisors, Business lawyers : how to treat them, what regulations/rules for each intermediary? 2. 1st and 2nd lines of defense (RM and control): evolution of practice, projections, bank organisation.
Since the amendment of the Statutes in 2006, the Committee has the possibility to organize the participation in consultations and to transmit the positions on behalf of the GCO. The GCO has already participated in the following exercise, among others: 2024: Consultation on the Rules of conduct under FinSA
Since the amendment of the Statutes in 2006, the Committee has the possibility to organize the participation in consultations and to transmit the positions on behalf of the GCO. The GCO has already participated in the following exercise, among others: 2023: Consultation on the new LTPM
ACFE, in partnership with the FER, and in coordination with the IIA Switzerland (Institute of Internal Auditors), ACAMS Switzerland (Association of Certified Anti-Money Laundering), and the ECS (Ethic and Compliance Switzerland), is pleased to invite you and your guests to the 6th Conference on Ethics & Governance that will take place on 14 September 2023. Participants will get 10 CPE (online 8 CPE), including the 2 mandatory required by the ACFE and IIA on ethic.
According to the General Assembly in 2019, the GCO consulted all unpublished case law on the violation of the duty to report according to Art. 37 MLA. The result of this consultation was shared by presentation at the Annual Conference in 2020 on this topic. In order to be able to follow up on future decisions, it was decided with DFF to send each other twice a year the subsequent decisions in this matter.
Since the amendment of the Statutes in 2006, the Committee has the possibility to organize the participation in consultations and to transmit the positions on behalf of the GCO. The GCO has already participated in the following exercise, among others: 2015: Consultation on the revision of the OBA-FINMA
Since the amendment of the Statutes in 2006, the Committee has the possibility to organize the participation in consultations and to transmit the positions on behalf of the GCO. The GCO has already participated in the following exercise, among others: 2014: LEFIN/LSFIN Consultation
Since the amendment of the Statutes in 2006, the Committee has the possibility to organize the participation in consultations and to transmit the positions on behalf of the GCO. The GCO has already participated in the following exercise, among others: 2013: Consultation LBVR
Since the amendment of the Statutes in 2006, the Committee has the possibility to organize the participation in consultations and to transmit the positions on behalf of the GCO. The GCO has already participated in the following exercise, among others: 2013: Consultation on the revision of the MLA
Since the amendment of the Statutes in 2006, the Committee has the possibility to organize the participation in consultations and to transmit the positions on behalf of the GCO. The GCO has already participated in the following exercise, among others: 2008: Framework rules for asset management
Since the amendment of the Statutes in 2006, the Committee has the possibility to organize the participation in consultations and to transmit the positions on behalf of the GCO. The GCO has already participated in the following exercise, among others: 2007: Consultation on CBD08
Since the amendment of the Statutes in 2006, the Committee has the possibility to organize the participation in consultations and to transmit the positions on behalf of the GCO. Since then, the GCO has already participated in the following exercise, among others: 2007: Consultation on the revision of the OBA-CFB