WORKING GROUP 3
ASSET MANAGEMENT AND SECURITIES TRADING
This group mainly deals with the following topics:
- Definition of rules of conduct and practices applicable in Switzerland and abroad in the field of :
- Insider trading, price manipulation, dissemination of false information, etc.
- Supervision of stock exchange operations;
- Monitoring of private, institutional and collective management
- Investment funds (Code of Conduct of the Swiss Funds Association);
- Requests for judicial and administrative assistance.
- Summary of the means to be implemented within the financial intermediaries to cover the said rules and practices;
- Code of Conduct or Code of Ethics;
- Staff operations;
- Conflicts of interest;
- Design of best practices.
WG 3 meets every last Tuesday of the month from 16:30 to 18:30